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CHAPTER 1: INTRODUCTION
Ch.1/A: The US Patent System
Ch.1/B: Patents - General Concepts
1. What Rights Does a Patent Give?
2. What Rights Does a Patent Not Give?
3. First to File vs. First to Invent
4. Who Can File a US Patent Application?
5. How Long Does a Patent Last?
6. What Can You Patent and What You Can't
7. How an Application Becomes a Patent ("Patent
Prosecution")
8. What Are The Legal Standards Required To Get
a Utility Patent?
9. Utility Patents, Design Patents and Plant
Patents
10. Provisional and Non-Provisional Patent
Applications
11. The Patent Cooperation Treaty (PCT)
12. Finding the Laws and Rules (35 USC, 37 CFR
& the MPEP)
13. The Filing Date
14. Structure Of a Patent File
15. Docketing
16. Invention Disclosures
17. Security
CHAPTER 2: FREQUENTLY USED DOCUMENTS / CONCEPTS
Ch.2/A: Transmittals
Ch.2/B: Sending Correspondence to the USPTO
Ch.2/C: Request for Extension of Time
Ch.2/D: Return Receipt Postcard
Ch.2/E: Claiming Priority
Ch.2/F: Incorporation by Reference
CHAPTER 3: FILING A NON-PROVISIONAL PATENT APPLICATION
Ch.3/A: The Transmittal Sheet
Ch.3/B: The Fee Transmittal
Ch.3/C: The Specification and Drawings
Ch.3/D: The Oath Or Declaration.
Ch.3/E: Fees
Ch.3/F: The Information Disclosure Statement
(IDS) and PTO Form 1449
Ch.3/G: The Power Of Attorney
Ch.3/H: The Assignment and Assignment
Recordation
Ch.3/I: The Small Entity Claim
Ch.3/J: The Return-Receipt Post Card
Ch.3/K: Application Format
Ch.3/L: Drawing Format
Ch.3/M: Finalizing and Mailing The
Non-Provisional Application
Ch.3/N: Preliminary Amendment
CHAPTER 4: FILING A PROVISIONAL PATENT APPLICATION
Ch.4/A: The Provisional Application
Ch.4/B: Parts Of The Provisional Application
Ch.4/C: Finalizing and Mailing The Provisional
Application
Ch.4/D: Converting a Provisional
Ch.4/E: Docketing After Filing a New Application
Ch.4/F: Application Data Sheet
CHAPTER 5: PATENT PROSECUTION
Ch.5/A: The Office Of Initial Patent Examining
Procedure (OIPE)
1. Return Receipt Postcard
2. Filing Receipt and Corrected Filing Receipt
3. Notice to File Missing Parts (Filing Date
Granted)
4. Notice of Omitted items (Filing Date Not
Granted)
5. Notice of Incomplete Application (Filing Date
Not Granted)
6. Other Rarely-Encountered Notices
Ch.5/B: Patent Examination
1. First Action Allowance
2. Restriction
Requirement
3. Responding To
The Restriction Requirement
4. The Office
Action
5. Reviewing the
Office Action and Docketing Due Dates
6. IDSs in Related
Applications
7. Responding to
the Office Action
8. Making Amendments
9. Format of the Response to Office Action
10. Proofing and Finalizing the Response to Office Action
11. Mailing the Response
12. Extensions of Time
13. Correcting Inventorship
14. Declarations
Under 37 CFR 1.131 And 1.132
15. What Happens
After a Response to an Office Action is Filed?
Ch.5/C: Final Office Action and Advisory Action
1. Response to a
Final Office Action and Advisory Action
2. After-Final Amendments
3. Docketing After
a Final Office Action
4. Finalizing and
Filing a Response to a Final Office Action
Ch.5/D: Abandonment
Ch.5/E: Revival of an Abandoned Application
Ch.5/F: Petition to Withdraw a Holding of
Abandonment
Ch.5/G: Publication
CHAPTER 6: RCE, CPA, CONTINUATION, DIVISIONAL AND CONTINUATION-IN-PART
APPLICATIONS
Ch.6/A: Request For Continued Examination (RCE)
Ch.6/B: Continued Prosecution
Application (CPA)
Table: The
Differences Between CPA and RCE Applications
Ch.6/C: Continuations
Ch.6/D: Divisionals
Ch.6/E: Continuation-in-Part
(CIP)
Table: Comparison
Of Different Types Of Application
CHAPTER 7: AFTER PROSECUTION
Ch.7/A: Notice Of Allowance and Issue Fee
Ch.7/B: Docketing After Payment Of Issue Fee
Ch.7/C: Amendments After Notice Of Allowance
Ch.7/D: Issue Notification
Ch.7/E: Issue Of The Patent
Ch.7/F: Withdrawal From Issue
Ch.7/G: Deferring Issue Of A Patent
CHAPTER 8: PATENT TERM ADJUSTMENT AND TERMINAL DISCLAIMERS
Ch.8/A: Patent Term Adjustment
Ch.8/B: Terminal Disclaimers
CHAPTER 9: CERTIFICATES OF CORRECTION AND REISSUE
Ch.9/A: Certificates of Correction
Ch.9/B: Reissue
CHAPTER 10: APPEAL
Ch.10/A: Notice of Appeal
Ch.10/B: Appeal Brief
Ch.10/C: Examiner's Answer
Ch.10/D: Reply Brief
Ch.10/E: Supplemental Examiner's Answer
Ch.10/F: At the BPAI
Ch.10/G: Pre-Appeal Brief Conference
CHAPTER 11: MAINTENANCE FEES
CHAPTER 12: IMAGE FILE WRAPPER (IFW), CUSTOMER NUMBER, E-FILING (EFS), AND PATENT APPLICATION INFORMATION RETRIEVAL (PAIR)
Ch.12/A: Image File Wrapper and e-IDS References
Ch.12/B: Customer Number
Ch.12/C: Electronic Filing System
Ch.12/D: Patent Application Information Retrieval (PAIR) and Private PAIR
Ch.12/E: Notes on EFS Software Installation and Setup
CHAPTER 13: DESIGN PATENT APPLICATIONS; ACCELERATED EXAMINATION AND PETITION TO MAKE SPECIAL
Ch.13/A: Design Patent Applications
Ch.13/B: Accelerated Exam and Petition to Make Special
CHAPTER 14: THE PATENT COOPERATION TREATY (PCT)
Ch.14/A: Introduction
1. Why do we file an International Application under the PCT?
2. What are some of the advantages of filing under the PCT?
3. Overview of the PCT Process
(i) For applications filed on or before December 31, 2003
(ii) For applications filed on or after January 01, 2004
4. Summary of Changes to PCT Proceedure as of January 01, 2004
5. PCT Divisionals and Continuations
6. INID (Internationally agreed Numbers for the Identification of Data)s
CHAPTER 15: PCT CHAPTER I
Ch.15/A: What Happens Under Chapter I?
Ch.15/B: Filing the International Application
("the Request")
Ch.15/C:
How to Fill Out the
Request Form
Ch.15/D: Fee Calculation Sheet
Ch.15/E:
Transmittal
Ch.15/F: How And Where Do I File The Request?
Ch.15/G: Electronic Filing Using PCT-EASY
CHAPTER 16: DOCUMENTS SENT FROM THE PCT DURING CHAPTER I, AND RESPONSES BY THE APPLICANT
Ch.16/A: Notification of Receipt of Record Copy
Ch.16/B: Notification Concerning Payment of
Prescribed Fees
Ch.16/C: Notification of the International
Application Number and International Filing Date
Ch.16/D: Invitation to Correct Defects in the
International Application
Ch.16/E: Notification of Receipt of Search Copy
Ch.16/F: Notification Concerning Submission or
Transmittal of Priority Document
Ch.16/G: Notice Informing the Applicant of the
Communication of the International Application to the Designated Offices
Ch.16/H: Information Concerning Elected Offices
Notified of Their Election
Ch.16/I: Notification of Transmittal of the
International Search Report or the Declaration
Ch.16/J: The International Search Report (ISR)
Ch.16K: The Written Opinion (Chapter I)
Ch.16/L: Responding to the ISR and Written Opinion (Chapter I) - Article 19 Amendments
Ch.16/M: Communication In Cases For Which No
Other Form Is Applicable
Ch.16/N: Publication of the International
Application
Ch.16/O: What Happens Next?
CHAPTER 17: PCT CHAPTER II
Ch.17/A: What is Chapter II?
Ch.17/B: Chapter II Demand
Ch.17/C: What Documents Will I Receive After
Filing The Chapter II Demand?
1.Notification of Receipt of Demand by Competent
IPEA
2. Notice Advising Elected Offices Of The
Chapter II Filing
3. Written Opinion (Chapter I)(“Office Action”)
3a. Response to the Written Opinion (Chapter I) - Article 34
Amendments
4. International Preliminary Report of Patentability, Chapter I
(IPRP Ch.I)
4a. Parts of the International Preliminary Report of Patentability, Chapter I
Amendments
CHAPTER 18: THE NATIONAL PHASE
CHAPTER 19: THE NATIONAL PHASE IN THE U.S.
Ch.19/A: Entry into the National Phase in the US
Ch.19/B: The “By-pass Route” - an alternative to
filing under 35 U.S.C. 371
CHAPTER 20: THE NATIONAL PHASE IN EUROPE
Ch.20/A: Entry into the National Phase in Europe
Ch.20/B: Grant and Validation in Europe
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