Course Outline

 

CHAPTER 1: INTRODUCTION

Ch.1/A: The US Patent System

Ch.1/B: Patents - General Concepts

1. What Rights Does a Patent Give?

2. What Rights Does a Patent Not Give?

3. First to File vs. First to Invent

4. Who Can File a US Patent Application?

5. How Long Does a Patent Last?

6. What Can You Patent and What You Can't

7. How an Application Becomes a Patent ("Patent Prosecution")

8. What Are The Legal Standards Required To Get a Utility Patent?

9. Utility Patents, Design Patents and Plant Patents

10. Provisional and Non-Provisional Patent Applications

11. The Patent Cooperation Treaty (PCT)

12. Finding the Laws and Rules (35 USC, 37 CFR  & the MPEP)

13. The Filing Date

14. Structure Of a Patent File

15. Docketing

16. Invention Disclosures

17. Security

 

CHAPTER 2: FREQUENTLY USED DOCUMENTS / CONCEPTS

Ch.2/A: Transmittals

Ch.2/B: Sending Correspondence to the USPTO

Ch.2/C: Request for Extension of Time

Ch.2/D: Return Receipt Postcard

Ch.2/E: Claiming Priority

Ch.2/F: Incorporation by Reference

 

CHAPTER 3: FILING A NON-PROVISIONAL PATENT APPLICATION

Ch.3/A: The Transmittal Sheet

Ch.3/B: The Fee Transmittal

Ch.3/C: The Specification and Drawings

Ch.3/D: The Oath Or Declaration. 

Ch.3/E: Fees

Ch.3/F: The Information Disclosure Statement (IDS) and PTO Form 1449

Ch.3/G: The Power Of Attorney

Ch.3/H: The Assignment and Assignment Recordation 

Ch.3/I: The Small Entity Claim

Ch.3/J: The Return-Receipt Post Card

Ch.3/K: Application Format

Ch.3/L: Drawing Format

Ch.3/M: Finalizing and Mailing The Non-Provisional Application

Ch.3/N: Preliminary Amendment

 

CHAPTER 4: FILING A PROVISIONAL PATENT APPLICATION

Ch.4/A: The Provisional Application

Ch.4/B: Parts Of The Provisional Application

Ch.4/C: Finalizing and Mailing The Provisional Application

Ch.4/D: Converting a Provisional

Ch.4/E: Docketing After Filing a New Application

Ch.4/F: Application Data Sheet

 

CHAPTER 5: PATENT PROSECUTION

Ch.5/A: The Office Of Initial Patent Examining Procedure (OIPE)

1. Return Receipt Postcard

2. Filing Receipt and Corrected Filing Receipt

3. Notice to File Missing Parts (Filing Date Granted)

4. Notice of Omitted items (Filing Date Not Granted)

5. Notice of Incomplete Application (Filing Date Not Granted)

6. Other Rarely-Encountered Notices

Ch.5/B: Patent Examination

                       1. First Action Allowance

                              2. Restriction Requirement

                              3. Responding To The Restriction Requirement

                              4. The Office Action

                              5. Reviewing the Office Action and Docketing Due Dates

                              6. IDSs in Related Applications

                              7. Responding to the Office Action

                              8. Making Amendments

                              9. Format of the Response to Office Action

                              10. Proofing and Finalizing the Response to Office Action

                              11. Mailing the Response

                              12. Extensions of Time

                              13. Correcting Inventorship

                              14. Declarations Under 37 CFR 1.131 And 1.132

                              15. What Happens After a Response to an Office Action is Filed?

Ch.5/C: Final Office Action and Advisory Action

                              1. Response to a Final Office Action and Advisory Action

                              2. After-Final Amendments

                              3. Docketing After a Final Office Action

                              4. Finalizing and Filing a Response to a Final Office Action

Ch.5/D: Abandonment

Ch.5/E: Revival of an Abandoned Application

Ch.5/F: Petition to Withdraw a Holding of Abandonment

Ch.5/G: Publication

 

CHAPTER 6: RCE, CPA, CONTINUATION, DIVISIONAL AND CONTINUATION-IN-PART APPLICATIONS

Ch.6/A: Request For Continued Examination (RCE)

               Ch.6/B: Continued Prosecution Application (CPA)

                              Table: The Differences Between CPA and RCE Applications

               Ch.6/C: Continuations

               Ch.6/D: Divisionals

               Ch.6/E: Continuation-in-Part (CIP)

                              Table: Comparison Of Different Types Of Application

 

CHAPTER 7: AFTER PROSECUTION

Ch.7/A: Notice Of Allowance and Issue Fee

Ch.7/B: Docketing After Payment Of Issue Fee

Ch.7/C: Amendments After Notice Of Allowance

Ch.7/D: Issue Notification

Ch.7/E: Issue Of The Patent

Ch.7/F: Withdrawal From Issue

Ch.7/G: Deferring Issue Of A Patent

           

CHAPTER 8: PATENT TERM ADJUSTMENT AND TERMINAL DISCLAIMERS

Ch.8/A: Patent Term Adjustment

Ch.8/B: Terminal Disclaimers

 

CHAPTER 9: CERTIFICATES OF CORRECTION AND REISSUE

Ch.9/A: Certificates of Correction

Ch.9/B: Reissue

 

CHAPTER 10: APPEAL

Ch.10/A: Notice of Appeal

Ch.10/B: Appeal Brief

Ch.10/C: Examiner's Answer

Ch.10/D: Reply Brief

Ch.10/E: Supplemental Examiner's Answer

Ch.10/F: At the BPAI

Ch.10/G: Pre-Appeal Brief Conference

 

CHAPTER 11: MAINTENANCE FEES

 

CHAPTER 12: IMAGE FILE WRAPPER (IFW), CUSTOMER NUMBER, E-FILING (EFS), AND PATENT APPLICATION INFORMATION RETRIEVAL (PAIR)

               Ch.12/A: Image File Wrapper and e-IDS References

            Ch.12/B: Customer Number

            Ch.12/C: Electronic Filing System

            Ch.12/D: Patent Application Information Retrieval (PAIR) and Private PAIR

            Ch.12/E: Notes on EFS Software Installation and Setup

 

CHAPTER 13: DESIGN PATENT APPLICATIONS; ACCELERATED EXAMINATION AND PETITION TO MAKE SPECIAL

Ch.13/A: Design Patent Applications

Ch.13/B: Accelerated Exam and Petition to Make Special

 

CHAPTER 14: THE PATENT COOPERATION TREATY (PCT)

Ch.14/A: Introduction

1. Why do we file an International Application under the PCT?

2. What are some of the advantages of filing under the PCT?

3. Overview of the PCT Process

(i) For applications filed on or before December 31, 2003

(ii) For applications filed on or after January 01, 2004

4. Summary of Changes to PCT Proceedure as of January 01, 2004

5. PCT Divisionals and Continuations

6. INID (Internationally agreed Numbers for the Identification of Data)s


CHAPTER 15: PCT CHAPTER I

Ch.15/A: What Happens Under Chapter I?

Ch.15/B: Filing the International Application ("the Request")

Ch.15/C: How to Fill Out the Request Form

Ch.15/D: Fee Calculation Sheet

Ch.15/E: Transmittal

Ch.15/F: How And Where Do I File The Request?

Ch.15/G: Electronic Filing Using PCT-EASY

 

CHAPTER 16: DOCUMENTS SENT FROM THE PCT DURING CHAPTER I, AND RESPONSES BY THE APPLICANT

Ch.16/A: Notification of Receipt of Record Copy

Ch.16/B: Notification Concerning Payment of Prescribed Fees

Ch.16/C: Notification of the International Application Number and International Filing Date

Ch.16/D: Invitation to Correct Defects in the International Application

Ch.16/E: Notification of Receipt of Search Copy

Ch.16/F: Notification Concerning Submission or Transmittal of Priority Document

Ch.16/G: Notice Informing the Applicant of the Communication of the International Application to the Designated Offices

Ch.16/H: Information Concerning Elected Offices Notified of Their Election

Ch.16/I: Notification of Transmittal of the International Search Report or the Declaration

Ch.16/J: The International Search Report (ISR)

Ch.16K: The Written Opinion (Chapter I)

Ch.16/L: Responding to the ISR and Written Opinion (Chapter I) - Article 19 Amendments

Ch.16/M: Communication In Cases For Which No Other Form Is Applicable

Ch.16/N: Publication of the International Application

Ch.16/O: What Happens Next?

 

CHAPTER 17:  PCT CHAPTER II

Ch.17/A: What is Chapter II?

Ch.17/B: Chapter II Demand

Ch.17/C: What Documents Will I Receive After Filing The Chapter II Demand?

1.Notification of Receipt of Demand by Competent IPEA

2. Notice Advising Elected Offices Of The Chapter II Filing

3. Written Opinion (Chapter I)(“Office Action”)

3a. Response to the Written Opinion (Chapter I) - Article 34 Amendments

4. International Preliminary Report of Patentability, Chapter I (IPRP Ch.I)

4a. Parts of the International Preliminary Report of Patentability, Chapter I Amendments

 

CHAPTER 18:  THE NATIONAL PHASE

 

CHAPTER 19:  THE NATIONAL PHASE IN THE U.S.

Ch.19/A: Entry into the National Phase in the US

Ch.19/B: The “By-pass Route” - an alternative to filing under 35 U.S.C. 371

 

CHAPTER 20:  THE NATIONAL PHASE IN EUROPE

Ch.20/A: Entry into the National Phase in Europe

Ch.20/B: Grant and Validation in Europe